Investment Process

Organized investment decision process, Risk management committee (RMC)
to analyze ex-ante risk measures

Investment
Process
  • Investment Decision
    Investment Committee
    Advance Review-Preliminary
    Investment Review- Investment
    Review-Investment Execution
    Manpower
    Head - CEO
    nvestment Division- MD / PM
    Compliance - CRO
  • Risk Management
    Risk Control
    Ex-ante risk measures
    Various limits (e.g. loss cut, etc.)
    Quantitative risk monitoring system
    Prevent Conflict of Interest
    Fund managers
    Major shareholders
    Top management
    Among funds
  • Execution
    Execution Process
    check issues by RMC
    additional improvement
    execution
    Ex-Post Monitoring
    Monthly / quarterly / yearly factsheet
    Nonscheduled factsheet