Investment Process
Organized investment decision process, Risk management committee (RMC)
to analyze ex-ante risk measures
Investment
Process
-
Investment Decision
- Investment Committee
- Advance Review-Preliminary
Investment Review-Investment
Review-Investment Execution
- Manpower
- Head - CEO
- nvestment Division- MD / PM
- Compliance - CRO
-
Risk Management
- Risk Control
- Ex-ante risk measures
- Various limits (e.g. loss cut, etc.)
- Quantitative risk monitoring system
- Prevent Conflict of Interest
- Fund managers
- Major shareholders
- Top management
- Among funds
-
Execution
- Execution Process
- check issues by RMC
- additional improvement
- execution
- Ex-Post Monitoring
- Monthly / quarterly / yearly factsheet
- Nonscheduled factsheet